1 Do it for you

We handle every aspect of the rollover, from the initial conversation with participants to the paperwork.

2 Do it together

You help participants make an informed decision. We assist them with their rollover submission.

3 Do it on your own

You educate participants and assist with their rollovers. We provide you with the communication materials and required forms, as needed.

Assist with participant communications that explain the transition and rollover options

Engage participants throughout the process, and monitor the status of their rollovers 

Allocate rollover proceeds with and without loans to their respective accounts

Create a rollover strategy that encompasses rollovers with and without loans, if applicable

Implement and communicate the rollover strategy for your client’s plan and their participants

Assist participants on a personal level by guiding them through the rollover process

Assist with the complexities of moving from a SIMPLE IRA to a 401(k)

Create SIMPLE IRA rollover packets to help expedite participant rollovers

Guide participants through the paperwork submission process